FOOTNOTES:

[6] G. H. Perris, _History of War and Peace_, p. 54.

[7] 'The Unity of Western Civilization,' c. III.

[8] _The Spirit of Man_, 40; _Phaedo_, 96.

[9] _The Spirit of Man_, 16; _Phaedo_, 66.

[10] _Natural Religion_, part ii, c. 5.

[11] _De An._ ii. 4, 415, p. 35.

[12] _The Spirit of Man_, 39; Aristotle, _Met._ 10.

[13] T. W. Rolleston, _Parallel Paths_.

[14] _Phys._ ii. 8, 198 16-34.

[15] Pp. 28-9.

[16] _Phys._ ii, c. I.

[17] _De Part. An._, Bk. i, c. 5.

[18] _Phys._ ii. I, _init._

[19] _De Anima_, _init._

[20] _Meteor_, iv. 1. 378. See Zeller's _Aristotle_, vol. i, _fin._

[21] _Polit._ 1253 a; _Eth._ 1162 a.

[22] _Gen. An._ ii. 3. 737.

IV

PROGRESS IN THE MIDDLE AGES

A. J. CARLYLE

There still survives, not indeed among students of history, but among some literary persons, the notion that the civilization of the Middle Ages was fixed and unprogressive; that the conditions of these centuries were wholly different from those of the ancient world and of modern time; that there was little continuity with the ancient world, and little connexion with the characteristic aspects of progress in the modern world.

The truth is very different. It may be doubted whether at any other time, except perhaps in those two marvellous centuries of the flower of Greek civilization, there has been a more rapid development of the most important elements of civilization than in the period from the end of the tenth to the end of the thirteenth centuries. While it is true that much was lost in the ruin of the ancient world, much also survived, and there was a real continuity of civilization; indeed some of the greatest conceptions of the later centuries of the ancient world are exactly those upon which mediaeval civilization was built. And again, it was in the Middle Ages that the foundations were laid upon which the most characteristic inst.i.tutions of the modern world have grown.

Indeed this notion that the civilization of the Middle Ages was fixed and unprogressive is a mere literary superst.i.tion, and its origin is to be found in the ignorance and perversity of the men of the Renaissance; and hardly less, it must be added, in the foolishness of many of the conceptions of the Romantic revival.

There are, indeed, excuses for these mistakes and confusions. The Renaissance represents, among other things, a great and necessary movement of revolt against a religious and intellectual civilization which had once been living and moving, but had tended from the latter years of the thirteenth century to grow stiff and rigid. It was probably a real misfortune that the great thinkers and scholars of the thirteenth century, like Alexander of Hales and Thomas Aquinas, had embarked upon what was a premature attempt at the systematization of all knowledge; they made the same mistake as the Encyclopaedists of the eighteenth century or Herbert Spencer in the nineteenth, but with more disastrous results. For this work unhappily encouraged the mediaeval Church in its most fatal mistake, its tendency to suspect and oppose the apprehensions of new aspects of truth.

The men of the Renaissance had to break the forms under which the schoolmen had thought to express all truth, they had to carry forward the great enterprise and adventure of the discovery of truth, and they had to do this in the teeth of a violent resistance on the part of those who thought themselves the representatives of the mediaeval civilization. There are, therefore, excuses for them in their contempt for the intellectual life of the past; but there is no real excuse for them in their contempt for mediaeval art and literature. When they turned their back upon the immediate past, and endeavoured pedantically to reproduce the ancient world, they were guilty of an outrageous ignorance and stupidity, a stupidity which is expressed in that unhappy phrase of Pope, the 'Gothic night'. Happily neither the great artists of the fourteenth and fifteenth centuries nor the great poets of England and Spain were much affected by the cla.s.sical pedantry of which unhappily Petrarch was the begetter.

It is this foolishness of the Renaissance which is the best excuse for the foolishness of the Romantic revival; the new cla.s.sical movement had in such a degree interrupted the continuity of European art that it was very difficult for men in the eighteenth century to recover the past, and we must make allowance for the often ludicrous terms and forms of the new mediaevalism. Indeed it is a strange and often absurd art--the half-serious, half-parodying imitations of Thomson and Walpole and Wieland, this ludicrous caricature Gothic of Strawberry Hill and All Souls, the notion of Gothic architecture as a ma.s.s of crockets, battlements, crypts, and dungeons--and all in ruins. Indeed, the Romantic conception of the Middle Ages was often as absurd as that of the Renaissance, and if we are to get at the truth, if we are to make any serious attempt to understand the Middle Ages, we must clear our minds of two superst.i.tions; the one, which we derive from the Renaissance, that mediaeval civilization was sterile, ignorant, and content to be ignorant; the other, which survives from the Romantic movement, that it was essentially religious, chivalrous and adventurous, that men spent their time in saying their prayers, making reverent love to their ladies, or carving the heads of the infidel.

What I should desire to do is to persuade you that the more you study the Middle Ages the more you will see that these men and women were really very much like ourselves, ignorant, no doubt, of much which is to us really or superficially important, gifted on the other hand with some qualities which for the time we seem to have in a large measure lost, but substantially very like ourselves, neither very much better nor very much worse. Let me ill.u.s.trate this by considering for a moment the figure which to us is typical of the Middle Ages. What was the mediaeval knight? We think of him as a courteous, chivalrous person of a romantic and adventurous temper, whose business it was to fight for his lady or in the service of religion against the infidel. In reality he was usually a small landowner, who held his land on condition of military service to some lord; the t.i.tle 'knight' means in its Latin form (_miles_), simply a soldier, in its Germanic form a servant, and distinguishes him from the older type of landowner who held his land in absolute ownership and free of all service except of a national kind. In virtue of his holding a certain amount of land he had to present himself for military service on those occasions and for those periods for which he could be legally summoned. But even this description implies a wholly wrong emphasis, for he was not primarily a soldier, but a small landowner and cultivator, very much what we should call a squireen. He was normally much more concerned about his crops, his cattle and pigs, than about his lord's affairs and his lord's quarrels. He was ignorant, often rather brutal, and turbulent, very ready for a quarrel with his neighbour, but with no taste for national wars, and the prolonged absence from his home which they might involve, unless indeed there was a reasonable prospect of plunder. Indeed, he was a very matter-of-fact person, with very little sense of romance, and little taste for adventure unless there was something to be got out of it. We must dismiss from our minds the pretty superst.i.tions of romance from Chaucer and Spenser to the time of the Romantic revival, and we must understand that the people of the Middle Ages were very much like ourselves; the times were rougher, more disorderly, there was much less security, but on the whole the character of human life was not very different.

What was it, then, that happened with the end of the ancient world?

Well, the civilization of the Roman Empire was overthrown by our barbarous ancestors, the old order, and tranquillity, and comfort disappeared, and the world fell back into discomfort and turbulence, and disorder; the roads fell into disrepair and were not mended, the drains were neglected, and the towns dwindled and shrank. We must remember, however, that this great civilization was dying out, was failing by some internal weakness, and that the barbarians only hastened the process.

Much of the achievement of Greece and Rome was lost, much both material and intellectual, but not all, and the new civilization which began rapidly to grow up on the ruins of the old was in many respects continuous with it. In order, however, that we may understand this we must remember that the form of civilization with which the Middle Ages were continuous was the Graeco-Roman civilization of the later Empire, and not the great h.e.l.lenic civilization itself. What the Middle Ages knew was primarily that which the Christian Fathers like St. Augustine and St. Gregory the Great, St. Basil and St. Gregory of n.a.z.ianzus learned at their schools and universities. Some of these Fathers were educated at the great universities, like Athens, others at comparatively humble provincial inst.i.tutions; some of them were men of powerful intellect, while others were more commonplace. What they learned was the general intellectual system of the late Empire, and what they learned they handed on to the Middle Ages; but it was not the great intellectual culture of Greece. We have still too strong an inclination to think of the ancient world as one and h.o.m.ogeneous; we have not yet sufficiently apprehended the great changes both in the form and in the temper of that world. And yet the varieties, the changes, are very diverse, the outlook, the artistic methods of the Homeric poetry are very different from the emotional and intellectual modernity of Euripides. The philosophy of Plato and Aristotle is very different from that of the Stoics and Neoplatonists. In that picturesque but perhaps not very felicitous phrase which Mr. Murray has borrowed from Mr. Cornford, there was a 'failure of nerve' which separates the earlier from the later stages of the moral and intellectual culture of the ancient world.

However this may be, and we shall have more to say about this presently, the civilization of the Middle Ages was made up on the one hand of elements drawn from the later Empire, and on the other of characteristics and principles which seem to have belonged to the Barbarian races themselves.

With the end of the sixth century the ancient world had pa.s.sed away and the mediaeval world had begun, and we have to consider the nature and movement of the new order, or rather we have to consider some of its elements, and their development, especially during the period from the end of the tenth century to the end of the thirteenth, during which it reached its highest level. We have to pa.s.s over the great attempt of the ninth century, for we can only deal with a small part of a large subject, and we shall only deal with a few aspects of it, and chiefly with the development of the spiritual conception of life which we call religion, with the reconstruction of the political order of society, with the beginning of a new intellectual life and the pursuit of truth, and with the development under new forms of the pa.s.sion for beauty.

I have been compelled to warn you against the romantic superst.i.tion that the Middle Ages were specifically religious, and yet it is quite true that the first aspect of mediaeval life which compels our attention is exactly the development of the sense of the significance of the spiritual quality of life. This was the first great task of the men of the Middle Ages, and this was in a real sense their achievement; but not as contradicting the characteristic developments of the h.e.l.lenic civilization, but rather as completing and fulfilling it. It is indeed a singular superst.i.tion that the h.e.l.lenic world was lacking in spiritual insight, but I need only refer you to Miss Stawell's lecture, as serving to show you how great and how real this was. It really was not a mistake when an honest but rather stupid man like Justin Martyr, and the more acute and penetrating minds of the Alexandrian Fathers like Clement and Origen, thought that they heard the authentic accents of the 'Word' of G.o.d in the great philosophers of Greece, and especially in Plato.

The apprehension of the spiritual element in human experience was not wanting in h.e.l.lenic civilization, but it needed a further development and especially in relation to those new apprehensions of personality and individuality, whose appearance we can trace both in the post-Aristotelian philosophy, and in the later Hebrew prophets and poets, which Christianity found in the world, and to which in its conception of the human in the Divine, and the Divine in the human, it gave a new force and breath. It is easy for us to smile at what may well be the over-rhetorical phrases of Seneca when he speaks of the self-sufficingness ([Greek: autarkeia]) of the wise man, or when he says that the wise man is, but for his mortality, like G.o.d himself; and yet these rhetorical phrases are, after all, the forms of an apprehension which has changed and is changing the world. And, it must be remembered that to understand the full significance of these phrases, we must bear in mind that the men of the Graeco-Roman civilization had put aside once and for all the 'natural' distinction between the 'Greek' and the 'Barbarian', had recognized that men were equal and alike, not different and unequal, that all men were possessed of reason, and all were capable of virtue,[23] or, in the Christian terms, all men are the children of G.o.d and capable of communion with Him.

It is this new apprehension of life for which the Middle Ages found a new form in the great organization of the Church, and it is this which justifies our sense of the great and permanent significance of the tremendous conflict of the Papacy and the Empire. It is true that at times some of the representatives of the Church seem to have fallen into the mistake of aiming at a tyranny of the Church over the State, which would have been in the end as disastrous to the Church itself as to the State. But the normal principle of the Church was that which was first fully stated by Pope Gelasius I in the fifth century, that the two great authorities, the spiritual and the temporal, are each divine, each draws its authority ultimately from G.o.d himself, each is supreme and independent in its own sphere, while each recognizes the authority of the other within its proper sphere.

It is, indeed, the freedom of the spiritual life which the mediaeval Church was endeavouring to defend; it was the apprehension that there was some ultimate quality in human nature which stands and must stand outside of the direct or coercive control of society, which lies behind all the confused clamour of the conflicts of Church and State.

It is true that in this great and generous effort to secure the freedom of the human soul men in some measure lost their way. They demanded and in a measure they succeeded in a.s.serting the freedom of the religious organization, as against the temporal organization, but in doing this they went perilously near to denying the freedom of the individual spiritual experience. They went perilously near to denying it, but they never wholly forgot it. The Church claimed and exercised an immense authority in religion, so immense an authority that it might easily seem as though there were no place left for the freedom of the individual judgement and conscience. And yet that was not the case. The theory of excommunication that is set out in the canonical literature of the Middle Ages has generally been carelessly studied and imperfectly understood. It was the greatest and most masterful of the Popes, Innocent III, who laid down in memorable phrases which are embodied in the great collection of the Decretals, that if a Christian man or woman is convinced in his own mind and conscience that it would be a mortal sin to do or to leave undone some action, he must follow his own conscience even against the command of the authorities of the Church, and must submit patiently to Church censures and even excommunication; for it may well happen that the Church may condemn him whom G.o.d approves, or approve him whom G.o.d condemns.[24] This is no isolated or exceptional opinion, but is the doctrine which is constantly laid down in the canonical literature.[25] It is, I think, profoundly true to say that when men at last revolted against what seemed to them the exaggerated claims of the Church, when they slowly fought their way towards toleration and religious freedom, they were only a.s.serting and carrying out its one most vital principle, the principle of the independence or autonomy of the spiritual life; the modern world is only fulfilling the Middle Ages.

I do not continue to develop this aspect of the progress of western civilization, not because it is unimportant, for indeed it is perhaps the greatest and most significant aspect of mediaeval life, but because it is well known to you, and indeed, it has generally been insisted on to such a degree as to obscure the other aspects of progress in the Middle Ages, with which we must deal.

And first I would ask you to observe that it was in these centuries that there were laid over again the foundations of the social and political order of civilization, and that there were devised those forms of the political order upon which the structure of modern society is founded.

We are familiar with the conception of the divine nature of political authority, the normal and fundamental mediaeval view of the State. If we translate this into more general terms we shall find that its meaning is that the State has an ethical or moral purpose or function; the State exists to secure and to maintain justice. You must not, indeed, confuse this great conception with that foolish perversion of it which was suggested, I think, by some characteristically reckless phrases of St.

Augustine, stated in set terms by St. Gregory the Great, almost forgotten in the Middle Ages, and unhappily revived by the perversity of some Anglicans and Gallicans in the seventeenth century. This foolish perversion, which we know as the theory of the 'Divine Right of Kings', is indeed the opposite of the great Pauline and mediaeval conception of the divine nature of political authority, for to St. Paul, to the more normal Fathers like St. Ambrose, and to the political theory of the Middle Ages authority is divine just because, and only in so far as, its aim and purpose is the attainment and maintenance of justice. Indeed, it is not only the notion of the 'Divine Right' which was inconsistent with the mediaeval conception of the State, but the notion of an absolute sovereignty inherent in the State, that notion with which some eccentric or ignorant modern political theorists, ignorant of Rousseau as well as of Aristotle, have played, to the great danger of society; we have, indeed, got beyond the theory of the sovereignty of the king, but we are in some danger of being hag-ridden by the imposture of the sovereignty of the majority. Whatever mistakes the people of the Middle Ages may have made, they were, with rare exceptions, clear that there was no legitimate authority which was not just, and which did not make for justice.

It is here that we find the real meaning of the second great political principle of the Middle Ages, that is the supremacy of law; that it is the law which is the supreme authority in the State, the law which is over every person in the State. When John of Salisbury, the secretary of Thomas a Becket, wishes to distinguish between the prince and the tyrant, he insists that the prince is one who rules according to law, while the tyrant is one who ignores and violates the law.[26] And in a memorable phrase, Bracton, the great English jurist of the latter part of the thirteenth century, lays it down dogmatically that the king has two superiors, G.o.d and the law.[27] There is an absurd notion still current among more ignorant persons--I have even heard some theologians fall into the mistake--that men in the Middle Ages thought of authority as something arbitrary and unintelligible, while the truth is that such a conception was wholly foreign to the temper of that time. It is quite true that the political life of the Middle Ages seems constantly to oscillate between anarchy and despotism, but this is not because the men of those days did not understand the meaning of law and of freedom, but because they were only slowly working out the organization through which these can be secured. The supreme authority in the mediaeval state was the law, and it was supreme because it was taken by them to be the embodiment of justice.

It is again out of this principle that there arose another great conception which is still often thought to be modern, but which is really mediaeval, the conception that the authority of the ruler rests upon and is conditioned by an agreement or contract between him and the people. For this agreement was not an abstract conception, but was based upon the mutual oaths of the mediaeval coronation ceremony, the oath of the king to maintain the law, and to administer justice, and the oath of the people to serve and obey the king whom they had recognized or elected. The people do, indeed, owe the king honour and loyal service, but only on the condition that he holds inviolable his oath. The ruler who breaks this is a tyrant, and for him there was no place in mediaeval political theory. This conception was expressed in very plain and even crude terms by Manegold in the eleventh century when he said that the king was in the same relation to the community as the man who is hired to keep the pigs to his master. If the swineherd fails to do his work the master turns him off and finds another. And if the king or prince refuses to fulfil the conditions on which he holds his power he must be deposed.[28] John of Salisbury in the twelfth century expressed this in even stronger terms when he said that if the prince became a tyrant and violated the laws, he had no rights, and should be removed, and if there were no other way to do it, it was lawful for any citizen to slay him.[29]

These are, no doubt, extreme forms of the mediaeval conception, but the principle that the authority of the ruler was conditioned by his faithful discharge of his obligations is the normal doctrine of the Middle Ages, is maintained by the compilers of the feudal law-books of the Kingdom of Jerusalem, by the great English jurist Bracton, by St.

Thomas Aquinas, and even by some of the most representative of the Roman jurists of Bologna, like Azo.

These were the fundamental principles of the conception of the nature of political authority whose development we can trace in the Middle Ages, and it is out of these conceptions that there grew the system of the control of the common affairs of the community by means of the representation of the community. For it should be more clearly understood than it is, that the representative system was the creation of the mediaeval political genius, it was these men--to whom even yet the more ignorant would deny the true political instinct--it was these men who devised that method upon which the structure of modern civilized government has been built up.

There is, however, yet another aspect of the development of political civilization which deserves our attention if we are to understand the nature of political progress in the Middle Ages. It was in these centuries that there were created the elementary forms of the administrative system of government. And indeed, there is perhaps no clearer distinction between a barbarian and a civilized government than this, that while the barbarian government hangs precariously on the life of the capable king, the civilized government is carried on continuously by an organized civil service. It would be impossible here to discuss the earlier forms of this in the organization of government by Charles the Great, or the very interesting developments of the royal or imperial chapel as the nucleus of a civil service in Germany, it is enough here to remind ourselves that it is the creation of this organized administration by Henry I and Henry II of England which laid the foundations of our national order. Enough has, I think, been said to ill.u.s.trate the reality and significance of the progressive reconstruction of the political order of Western society in the Middle Ages.