THE RISE OF HISTORICAL CRITICISM

The first portion of this essay is given at the end of the volume containing Lord Arthur Savile's Crime and Other Prose Pieces. Recently the remainder of the original ma.n.u.script has been discovered, and is here published for the first time. It was written for the Chancellor's English Essay Prize at Oxford in 1879, the subject being 'Historical Criticism among the Ancients.' The prize was not awarded. To Professor J. W. Mackail thanks are due for revising the proofs.

IV.

It is evident that here Thucydides is ready to admit the variety of manifestations which external causes bring about in their workings on the uniform character of the nature of man. Yet, after all is said, these are perhaps but very general statements: the ordinary effects of peace and war are dwelt on, but there is no real a.n.a.lysis of the immediate causes and general laws of the phenomena of life, nor does Thucydides seem to recognise the truth that if humanity proceeds in circles, the circles are always widening.

Perhaps we may say that with him the philosophy of history is partly in the metaphysical stage, and see, in the progress of this idea from Herodotus to Polybius, the exemplification of the Comtian law of the three stages of thought, the theological, the metaphysical, and the scientific: for truly out of the vagueness of theological mysticism this conception which we call the Philosophy of History was raised to a scientific principle, according to which the past was explained and the future predicted by reference to general laws.

Now, just as the earliest account of the nature of the progress of humanity is to be found in Plato, so in him we find the first explicit attempt to found a universal philosophy of history upon wide rational grounds. Having created an ideally perfect state, the philosopher proceeds to give an elaborate theory of the complex causes which produce revolutions of the moral effects of various forms of government and education, of the rise of the criminal cla.s.ses and their connection with pauperism, and, in a word, to create history by the deductive method and to proceed from a priori psychological principles to discover the governing laws of the apparent chaos of political life.

There have been many attempts since Plato to deduce from a single philosophical principle all the phenomena which experience subsequently verifies for us. Fichte thought he could predict the world-plan from the idea of universal time. Hegel dreamed he had found the key to the mysteries of life in the development of freedom, and Krause in the categories of being. But the one scientific basis on which the true philosophy of history must rest is the complete knowledge of the laws of human nature in all its wants, its aspirations, its powers and its tendencies: and this great truth, which Thucydides may be said in some measure to have apprehended, was given to us first by Plato.

Now, it cannot be accurately said of this philosopher that either his philosophy or his history is entirely and simply a priori. On est de son siecle meme quand on y proteste, and so we find in him continual references to the Spartan mode of life, the Pythagorean system, the general characteristics of Greek tyrannies and Greek democracies. For while, in his account of the method of forming an ideal state, he says that the political artist is indeed to fix his gaze on the sun of abstract truth in the heavens of the pure reason, but is sometimes to turn to the realisation of the ideals on earth: yet, after all, the general character of the Platonic method, which is what we are specially concerned with, is essentially deductive and a priori. And he himself, in the building up of his Nephelococcygia, certainly starts with a [Greek], making a clean sweep of all history and all experience; and it was essentially as an a priori theorist that he is criticised by Aristotle, as we shall see later.

To proceed to closer details regarding the actual scheme of the laws of political revolutions as drawn out by Plato, we must first note that the primary cause of the decay of the ideal state is the general principle, common to the vegetable and animal worlds as well as to the world of history, that all created things are fated to decay--a principle which, though expressed in the terms of a mere metaphysical abstraction, is yet perhaps in its essence scientific. For we too must hold that a continuous redistribution of matter and motion is the inevitable result of the normal persistence of Force, and that perfect equilibrium is as impossible in politics as it certainly is in physics.

The secondary causes which mar the perfection of the Platonic 'city of the sun' are to be found in the intellectual decay of the race consequent on injudicious marriages and in the Philistine elevation of physical achievements over mental culture; while the hierarchical succession of Timocracy and Oligarchy, Democracy and Tyranny, is dwelt on at great length and its causes a.n.a.lysed in a very dramatic and psychological manner, if not in that sanctioned by the actual order of history.

And indeed it is apparent at first sight that the Platonic succession of states represents rather the succession of ideas in the philosophic mind than any historical succession of time.

Aristotle meets the whole simply by an appeal to facts. If the theory of the periodic decay of all created things, he urges, be scientific, it must be universal, and so true of all the other states as well as of the ideal. Besides, a state usually changes into its contrary and not to the form next to it; so the ideal state would not change into Timocracy; while Oligarchy, more often than Tyranny, succeeds Democracy. Plato, besides, says nothing of what a Tyranny would change to. According to the cycle theory it ought to pa.s.s into the ideal state again, but as a fact one Tyranny is changed into another as at Sicyon, or into a Democracy as at Syracuse, or into an Aristocracy as at Carthage. The example of Sicily, too, shows that an Oligarchy is often followed by a Tyranny, as at Leontini and Gela. Besides, it is absurd to represent greed as the chief motive of decay, or to talk of avarice as the root of Oligarchy, when in nearly all true oligarchies money-making is forbidden by law. And finally the Platonic theory neglects the different kinds of democracies and of tyrannies.

Now nothing can be more important than this pa.s.sage in Aristotle's Politics (v. 12.), which may be said to mark an era in the evolution of historical criticism. For there is nothing on which Aristotle insists so strongly as that the generalisations from facts ought to be added to the data of the a priori method--a principle which we know to be true not merely of deductive speculative politics but of physics also: for are not the residual phenomena of chemists a valuable source of improvement in theory?

His own method is essentially historical though by no means empirical. On the contrary, this far-seeing thinker, rightly styled il maestro di color che sanno, may be said to have apprehended clearly that the true method is neither exclusively empirical nor exclusively speculative, but rather a union of both in the process called a.n.a.lysis or the Interpretation of Facts, which has been defined as the application to facts of such general conceptions as may fix the important characteristics of the phenomena, and present them permanently in their true relations. He too was the first to point out, what even in our own day is incompletely appreciated, that nature, including the development of man, is not full of incoherent episodes like a bad tragedy, that inconsistency and anomaly are as impossible in the moral as they are in the physical world, and that where the superficial observer thinks he sees a revolution the philosophical critic discerns merely the gradual and rational evolution of the inevitable results of certain antecedents.

And while admitting the necessity of a psychological basis for the philosophy of history, he added to it the important truth that man, to be apprehended in his proper position in the universe as well as in his natural powers, must be studied from below in the hierarchical progression of higher function from the lower forms of life. The important maxim, that to obtain a clear conception of anything we must 'study it in its growth from the very beginning' is formally set down in the opening of the Politics, where, indeed, we shall find the other characteristic features of the modern Evolutionary theory, such as the 'Differentiation of Function' and the 'Survival of the Fittest'

explicitly set forth.

What a valuable step this was in the improvement of the method of historical criticism it is needless to point out. By it, one may say, the true thread was given to guide one's steps through the bewildering labyrinth of facts. For history (to use terms with which Aristotle has made us familiar) may be looked at from two essentially different standpoints; either as a work of art whose [Greek] or final cause is external to it and imposed on it from without; or as an organism containing the law of its own development in itself, and working out its perfection merely by the fact of being what it is. Now, if we adopt the former, which we may style the theological view, we shall be in continual danger of tripping into the pitfall of some a priori conclusion--that bourne from which, it has been truly said, no traveller ever returns.

The latter is the only scientific theory and was apprehended in its fulness by Aristotle, whose application of the inductive method to history, and whose employment of the evolutionary theory of humanity, show that he was conscious that the philosophy of history is nothing separate from the facts of history but is contained in them, and that the rational law of the complex phenomena of life, like the ideal in the world of thought, is to be reached through the facts, not superimposed on them-- [Greek] not [Greek].

And finally, in estimating the enormous debt which the science of historical criticism owes to Aristotle, we must not pa.s.s over his att.i.tude towards those two great difficulties in the formation of a philosophy of history on which I have touched above. I mean the a.s.sertion of extra-natural interference with the normal development of the world and of the incalculable influence exercised by the power of free will.

Now, as regards the former, he may be said to have neglected it entirely.

The special acts of providence proceeding from G.o.d's immediate government of the world, which Herodotus saw as mighty landmarks in history, would have been to him essentially disturbing elements in that universal reign of law, the extent of whose limitless empire he of all the great thinkers of antiquity was the first explicitly to recognise.

Standing aloof from the popular religion as well as from the deeper conceptions of Herodotus and the Tragic School, he no longer thought of G.o.d as of one with fair limbs and treacherous face haunting wood and glade, nor would he see in him a jealous judge continually interfering in the world's history to bring the wicked to punishment and the proud to a fall. G.o.d to him was the incarnation of the pure Intellect, a being whose activity was the contemplation of his own perfection, one whom Philosophy might imitate but whom prayers could never move, to the sublime indifference of whose pa.s.sionless wisdom what were the sons of men, their desires or their sins? While, as regards the other difficulty and the formation of a philosophy of history, the conflict of free will with general laws appears first in Greek thought in the usual theological form in which all great ideas seem to be cradled at their birth.

It was such legends as those of OEdipus and Adrastus, exemplifying the struggles of individual humanity against the overpowering force of circ.u.mstances and necessity, which gave to the early Greeks those same lessons which we of modern days draw, in somewhat less artistic fashion, from the study of statistics and the laws of physiology.

In Aristotle, of course, there is no trace of supernatural influence. The Furies, which drive their victim into sin first and then punishment, are no longer 'viper-tressed G.o.ddesses with eyes and mouth aflame,' but those evil thoughts which harbour within the impure soul. In this, as in all other points, to arrive at Aristotle is to reach the pure atmosphere of scientific and modern thought.

But while he rejected pure necessitarianism in its crude form as essentially a reductio ad absurdum of life, he was fully conscious of the fact that the will is not a mysterious and ultimate unit of force beyond which we cannot go and whose special characteristic is inconsistency, but a certain creative att.i.tude of the mind which is, from the first, continually influenced by habits, education and circ.u.mstance; so absolutely modifiable, in a word, that the good and the bad man alike seem to lose the power of free will; for the one is morally unable to sin, the other physically incapacitated for reformation.

And of the influence of climate and temperature in forming the nature of man (a conception perhaps pressed too far in modern days when the 'race theory' is supposed to be a sufficient explanation of the Hindoo, and the lat.i.tude and longitude of a country the best guide to its morals {188}) Aristotle is completely unaware. I do not allude to such smaller points as the oligarchical tendencies of a horse-breeding country and the democratic influence of the proximity of the sea (important though they are for the consideration of Greek history), but rather to those wider views in the seventh book of his Politics, where he attributes the happy union in the Greek character of intellectual attainments with the spirit of progress to the temperate climate they enjoyed, and points out how the extreme cold of the north dulls the mental faculties of its inhabitants and renders them incapable of social organisation or extended empire; while to the enervating heat of eastern countries was due that want of spirit and bravery which then, as now, was the characteristic of the population in that quarter of the globe.

Thucydides has shown the causal connection between political revolutions and the fertility of the soil, but goes a step farther and points out the psychological influences on a people's character exercised by the various extremes of climate--in both cases the first appearance of a most valuable form of historical criticism.

To the development of Dialectic, as to G.o.d, intervals of time are of no account. From Plato and Aristotle we pa.s.s direct to Polybius.

The progress of thought from the philosopher of the Academe to the Arcadian historian may be best ill.u.s.trated by a comparison of the method by which each of the three writers, whom I have selected as the highest expressions of the rationalism of his respective age, attained to his ideal state: for the latter conception may be in a measure regarded as representing the most spiritual principle which they could discern in history.

Now, Plato created his on a priori principles: Aristotle formed his by an a.n.a.lysis of existing const.i.tutions; Polybius found his realised for him in the actual world of fact. Aristotle criticised the deductive speculations of Plato by means of inductive negative instances, but Polybius will not take the 'Cloud City' of the Republic into account at all. He compares it to an athlete who has never run on 'Const.i.tution Hill,' to a statue so beautiful that it is entirely removed from the ordinary conditions of humanity, and consequently from the canons of criticism.

The Roman state had attained in his eyes, by means of the mutual counteraction of three opposing forces, {190} that stable equilibrium in politics which was the ideal of all the theoretical writers of antiquity.

And in connection with this point it will be convenient to notice here how much truth there is contained in the accusation so often brought against the ancients that they knew nothing of the idea of Progress, for the meaning of many of their speculations will be hidden from us if we do not try and comprehend first what their aim was, and secondly why it was so.

Now, like all wide generalities, this statement is at least inaccurate.

The prayer of Plato's ideal city--[Greek], might be written as a text over the door of the last Temple to Humanity raised by the disciples of Fourier and Saint Simon, but it is certainly true that their ideal principle was order and permanence, not indefinite progress. For, setting aside the artistic prejudices which would have led the Greeks to reject this idea of unlimited improvement, we may note that the modern conception of progress rests partly on the new enthusiasm and worship of humanity, partly on the splendid hopes of material improvements in civilisation which applied science has held out to us, two influences from which ancient Greek thought seems to have been strangely free. For the Greeks marred the perfect humanism of the great men whom they worshipped, by imputing to them divinity and its supernatural powers; while their science was eminently speculative and often almost mystic in its character, aiming at culture and not utility, at higher spirituality and more intense reverence for law, rather than at the increased facilities of locomotion and the cheap production of common things about which our modern scientific school ceases not to boast. And lastly, and perhaps chiefly, we must remember that the 'plague spot of all Greek states,' as one of their own writers has called it, was the terrible insecurity to life and property which resulted from the factions and revolutions which ceased not to trouble Greece at all times, raising a spirit of fanaticism such as religion raised in the middle ages of Europe.

These considerations, then, will enable us to understand first how it was that, radical and unscrupulous reformers as the Greek political theorists were, yet, their end once attained, no modern conservatives raised such outcry against the slightest innovation. Even acknowledged improvements in such things as the games of children or the modes of music were regarded by them with feelings of extreme apprehension as the herald of the drapeau rouge of reform. And secondly, it will show us how it was that Polybius found his ideal in the commonwealth of Rome, and Aristotle, like Mr. Bright, in the middle cla.s.ses. Polybius, however, is not content merely with pointing out his ideal state, but enters at considerable length into the question of those general laws whose consideration forms the chief essential of the philosophy of history.

He starts by accepting the general principle that all things are fated to decay (which I noticed in the case of Plato), and that 'as iron produces rust and as wood breeds the animals that destroy it, so every state has in it the seeds of its own corruption.' He is not, however, content to rest there, but proceeds to deal with the more immediate causes of revolutions, which he says are twofold in nature, either external or internal. Now, the former, depending as they do on the synchronous conjunction of other events outside the sphere of scientific estimation, are from their very character incalculable; but the latter, though a.s.suming many forms, always result from the over-great preponderance of any single element to the detriment of the others, the rational law lying at the base of all varieties of political changes being that stability can result only from the statical equilibrium produced by the counteraction of opposing parts, since the more simple a const.i.tution is the more it is insecure. Plato had pointed out before how the extreme liberty of a democracy always resulted in despotism, but Polybius a.n.a.lyses the law and shows the scientific principles on which it rests.

The doctrine of the instability of pure const.i.tutions forms an important era in the philosophy of history. Its special applicability to the politics of our own day has been ill.u.s.trated in the rise of the great Napoleon, when the French state had lost those divisions of caste and prejudice, of landed aristocracy and moneyed interest, inst.i.tutions in which the vulgar see only barriers to Liberty but which are indeed the only possible defences against the coming of that periodic Sirius of politics, the [Greek]

There is a principle which Tocqueville never wearies of explaining, and which has been subsumed by Mr. Herbert Spencer under that general law common to all organic bodies which we call the Instability of the h.o.m.ogeneous. The various manifestations of this law, as shown in the normal, regular revolutions and evolutions of the different forms of government, {193a} are expounded with great clearness by Polybius, who claimed for his theory in the Thucydidean spirit, that it is a [Greek], not a mere [Greek], and that a knowledge of it will enable the impartial observer {193b} to discover at any time what period of its const.i.tutional evolution any particular state has already reached and into what form it will be next differentiated, though possibly the exact time of the changes may be more or less uncertain. {193c}

Now in this necessarily incomplete account of the laws of political revolutions as expounded by Polybius enough perhaps has been said to show what is his true position in the rational development of the 'Idea' which I have called the Philosophy of History, because it is the unifying of history. Seen darkly as it is through the gla.s.s of religion in the pages of Herodotus, more metaphysical than scientific with Thucydides, Plato strove to seize it by the eagle-flight of speculation, to reach it with the eager grasp of a soul impatient of those slower and surer inductive methods which Aristotle, in his trenchant criticism of his great master, showed were more brilliant than any vague theory, if the test of brilliancy is truth.

What then is the position of Polybius? Does any new method remain for him? Polybius was one of those many men who are born too late to be original. To Thucydides belongs the honour of being the first in the history of Greek thought to discern the supreme calm of law and order underlying the fitful storms of life, and Plato and Aristotle each represents a great new principle. To Polybius belongs the office--how n.o.ble an office he made it his writings show--of making more explicit the ideas which were implicit in his predecessors, of showing that they were of wider applicability and perhaps of deeper meaning than they had seemed before, of examining with more minuteness the laws which they had discovered, and finally of pointing out more clearly than any one had done the range of science and the means it offered for a.n.a.lysing the present and predicting what was to come. His office thus was to gather up what they had left, to give their principles new life by a wider application.

Polybius ends this great diapason of Greek thought. When the Philosophy of history appears next, as in Plutarch's tract on 'Why G.o.d's anger is delayed,' the pendulum of thought had swung back to where it began. His theory was introduced to the Romans under the cultured style of Cicero, and was welcomed by them as the philosophical panegyric of their state.

The last notice of it in Latin literature is in the pages of Tacitus, who alludes to the stable polity formed out of these elements as a const.i.tution easier to commend than to produce and in no case lasting.

Yet Polybius had seen the future with no uncertain eye, and had prophesied the rise of the Empire from the unbalanced power of the ochlocracy fifty years and more before there was joy in the Julian household over the birth of that boy who, borne to power as the champion of the people, died wearing the purple of a king.

No att.i.tude of historical criticism is more important than the means by which the ancients attained to the philosophy of history. The principle of heredity can be exemplified in literature as well as in organic life: Aristotle, Plato and Polybius are the lineal ancestors of Fichte and Hegel, of Vico and Cousin, of Montesquieu and Tocqueville.

As my aim is not to give an account of historians but to point out those great thinkers whose methods have furthered the advance of this spirit of historical criticism, I shall pa.s.s over those annalists and chroniclers who intervened between Thucydides and Polybius. Yet perhaps it may serve to throw new light on the real nature of this spirit and its intimate connection with all other forms of advanced thought if I give some estimate of the character and rise of those many influences prejudicial to the scientific study of history which cause such a wide gap between these two historians.

Foremost among these is the growing influence of rhetoric and the Isocratean school, which seems to have regarded history as an arena for the display of either pathos or paradoxes, not a scientific investigation into laws.

The new age is the age of style. The same spirit of exclusive attention to form which made Euripides often, like Swinburne, prefer music to meaning and melody to morality, which gave to the later Greek statues that refined effeminacy, that overstrained gracefulness of att.i.tude, was felt in the sphere of history. The rules laid down for historical composition are those relating to the aesthetic value of digressions, the legality of employing more than one metaphor in the same sentence, and the like; and historians are ranked not by their power of estimating evidence but by the goodness of the Greek they write.

I must note also the important influence on literature exercised by Alexander the Great; for while his travels encouraged the more accurate research of geography, the very splendour of his achievements seems to have brought history again into the sphere of romance. The appearance of all great men in the world is followed invariably by the rise of that mythopoeic spirit and that tendency to look for the marvellous, which is so fatal to true historical criticism. An Alexander, a Napoleon, a Francis of a.s.sisi and a Mahomet are thought to be outside the limiting conditions of rational law, just as comets were supposed to be not very long ago. While the founding of that city of Alexandria, in which Western and Eastern thought met with such strange result to both, diverted the critical tendencies of the Greek spirit into questions of grammar, philology and the like, the narrow, artificial atmosphere of that University town (as we may call it) was fatal to the development of that independent and speculative spirit of research which strikes out new methods of inquiry, of which historical criticism is one.

The Alexandrines combined a great love of learning with an ignorance of the true principles of research, an enthusiastic spirit for acc.u.mulating materials with a wonderful incapacity to use them. Not among the hot sands of Egypt, or the Sophists of Athens, but from the very heart of Greece rises the man of genius on whose influence in the evolution of the philosophy of history I have a short time ago dwelt. Born in the serene and pure air of the clear uplands of Arcadia, Polybius may be said to reproduce in his work the character of the place which gave him birth.

For, of all the historians--I do not say of antiquity but of all time--none is more rationalistic than he, none more free from any belief in the 'visions and omens, the monstrous legends, the grovelling superst.i.tions and unmanly craving for the supernatural' ([Greek] {197a}) which he is compelled to notice himself as the characteristics of some of the historians who preceded him. Fortunate in the land which bore him, he was no less blessed in the wondrous time of his birth. For, representing in himself the spiritual supremacy of the Greek intellect and allied in bonds of chivalrous friendship to the world-conqueror of his day, he seems led as it were by the hand of Fate 'to comprehend,' as has been said, 'more clearly than the Romans themselves the historical position of Rome,' and to discern with greater insight than all other men could those two great resultants of ancient civilisation, the material empire of the city of the seven hills, and the intellectual sovereignty of h.e.l.las.

Before his own day, he says, {197b} the events of the world were unconnected and separate and the histories confined to particular countries. Now, for the first time the universal empire of the Romans rendered a universal history possible. {198a} This, then, is the august motive of his work: to trace the gradual rise of this Italian city from the day when the first legion crossed the narrow strait of Messina and landed on the fertile fields of Sicily to the time when Corinth in the East and Carthage in the West fell before the resistless wave of empire and the eagles of Rome pa.s.sed on the wings of universal victory from Calpe and the Pillars of Hercules to Syria and the Nile. At the same time he recognised that the scheme of Rome's empire was worked out under the aegis of G.o.d's will. {198b} For, as one of the Middle Age scribes most truly says, the [Greek] of Polybius is that power which we Christians call G.o.d; the second aim, as one may call it, of his history is to point out the rational and human and natural causes which brought this result, distinguishing, as we should say, between G.o.d's mediate and immediate government of the world.